"""自动数据质量监控 — 任务3 定期检查KPI值异常、连续持平、数据缺失等 """ from fastapi import APIRouter, Depends, HTTPException, Query from sqlalchemy.orm import Session from sqlalchemy import func, and_, text from typing import Optional from datetime import datetime, timedelta import json import logging from app.database import get_db from app.auth_middleware import require_auth, require_role from app.models import KPIDefinition, KPIValue, KpiDataQualityLog, OperationLog from app.api.kpis import kpi_to_dict logger = logging.getLogger("data-quality") router = APIRouter(prefix="/api/cma/data-quality", tags=["数据质量"], dependencies=[Depends(require_role("ceo", "finance", "business", "it"))], ) WRITE_ROLES = Depends(require_role("ceo", "finance", "it")) def _log_to_dict(log): d = {c.name: getattr(log, c.name) for c in log.__table__.columns} if hasattr(log, 'kpi') and log.kpi: d["kpi_code"] = log.kpi.kpi_code d["kpi_name"] = log.kpi.kpi_name return d # ============================================================ # 质量检查 # ============================================================ @router.get("/check") def run_quality_check(db: Session = Depends(get_db)): """扫描全部KPI,生成数据质量报告""" kpis = db.query(KPIDefinition).filter(KPIDefinition.status == "active").all() issues = [] current_period = datetime.now().strftime("%Y-%m") for kpi in kpis: # 获取最近12个月的值 values = db.query(KPIValue).filter( KPIValue.kpi_id == kpi.id, KPIValue.actual_value.isnot(None), ).order_by(KPIValue.period.desc()).limit(12).all() # 1. 检查数据缺失 if not values: issues.append({ "kpi_id": kpi.id, "kpi_code": kpi.kpi_code, "kpi_name": kpi.kpi_name, "check_type": "missing_data", "severity": "critical", "detail": {"missing_months": 12, "latest_period": None, "total_values": 0}, "suggestion": "请初始化KPI数据,建议导入至少3个月历史数据", }) continue latest_val = values[0] latest_period = latest_val.period # 计算缺失月数 if latest_period: try: lp_parts = latest_period.split("-") lp_date = datetime(int(lp_parts[0]), int(lp_parts[1]), 1) now_date = datetime.now().replace(day=1) missing_months = max(0, (now_date.year - lp_date.year) * 12 + (now_date.month - lp_date.month) - 1) if missing_months > 1: issues.append({ "kpi_id": kpi.id, "kpi_code": kpi.kpi_code, "kpi_name": kpi.kpi_name, "check_type": "missing_data", "severity": "warning" if missing_months <= 3 else "critical", "detail": {"missing_months": missing_months, "latest_period": latest_period, "total_values": len(values)}, "suggestion": f"数据缺失{missing_months}个月,建议从ERP系统同步或手动补录", }) except Exception: pass # 2. 检查环比骤变(需要至少2个月的值) if len(values) >= 2 and latest_val.actual_value: prev_val = values[1].actual_value if prev_val and prev_val != 0: change_pct = abs((latest_val.actual_value - prev_val) / prev_val * 100) if change_pct > 50: issues.append({ "kpi_id": kpi.id, "kpi_code": kpi.kpi_code, "kpi_name": kpi.kpi_name, "check_type": "abnormal_change", "severity": "warning" if change_pct <= 100 else "critical", "detail": { "change_pct": round(change_pct, 1), "current_value": latest_val.actual_value, "previous_value": prev_val, "current_period": latest_val.period, "previous_period": values[1].period, }, "suggestion": f"环比变化{round(change_pct,1)}%,建议核实数据是否录入错误", }) # 3. 检查连续3期持平 if len(values) >= 3: last_3 = [v.actual_value for v in values[:3] if v.actual_value is not None] if len(last_3) >= 3 and len(set(last_3)) == 1: issues.append({ "kpi_id": kpi.id, "kpi_code": kpi.kpi_code, "kpi_name": kpi.kpi_name, "check_type": "flat_data", "severity": "warning", "detail": {"flat_value": last_3[0], "periods": [v.period for v in values[:3]]}, "suggestion": "连续3期数据完全相同,请确认数据源是否正常更新", }) # 4. 检查值异常(偏离历史均值超过3倍标准差) if len(values) >= 4 and latest_val.actual_value: hist_vals = [v.actual_value for v in values[1:] if v.actual_value is not None] if len(hist_vals) >= 3: mean_val = sum(hist_vals) / len(hist_vals) variance = sum((v - mean_val) ** 2 for v in hist_vals) / len(hist_vals) stddev = variance ** 0.5 if variance > 0 else mean_val * 0.1 if stddev > 0 and abs(latest_val.actual_value - mean_val) > 3 * stddev: issues.append({ "kpi_id": kpi.id, "kpi_code": kpi.kpi_code, "kpi_name": kpi.kpi_name, "check_type": "value_outlier", "severity": "warning", "detail": { "current_value": latest_val.actual_value, "mean": round(mean_val, 2), "stddev": round(stddev, 2), "z_score": round(abs(latest_val.actual_value - mean_val) / stddev, 2), }, "suggestion": "当前值偏离历史均值超过3倍标准差,建议核实", }) # 写入质量日志 created_count = 0 for issue in issues: existing = db.query(KpiDataQualityLog).filter( KpiDataQualityLog.kpi_id == issue["kpi_id"], KpiDataQualityLog.check_type == issue["check_type"], KpiDataQualityLog.status == "open", ).first() if not existing: log = KpiDataQualityLog( kpi_id=issue["kpi_id"], check_type=issue["check_type"], severity=issue["severity"], detail=issue["detail"], suggestion=issue["suggestion"], status="open", ) db.add(log) created_count += 1 db.commit() return { "total_kpis": len(kpis), "issues_found": len(issues), "new_logs": created_count, "issues": issues, } # ============================================================ # 质量日志CRUD # ============================================================ @router.get("/logs") def list_quality_logs( kpi_id: Optional[int] = None, severity: Optional[str] = None, check_type: Optional[str] = None, status: Optional[str] = None, db: Session = Depends(get_db), ): """获取数据质量日志""" query = db.query(KpiDataQualityLog) if kpi_id: query = query.filter(KpiDataQualityLog.kpi_id == kpi_id) if severity: query = query.filter(KpiDataQualityLog.severity == severity) if check_type: query = query.filter(KpiDataQualityLog.check_type == check_type) if status: query = query.filter(KpiDataQualityLog.status == status) logs = query.order_by(KpiDataQualityLog.created_at.desc()).limit(100).all() result = [] for log in logs: d = _log_to_dict(log) kpi = db.query(KPIDefinition).filter(KPIDefinition.id == log.kpi_id).first() if kpi: d["kpi_code"] = kpi.kpi_code d["kpi_name"] = kpi.kpi_name result.append(d) return {"data": result, "total": len(result)} @router.put("/logs/{log_id}") def update_quality_log(log_id: int, data: dict, db: Session = Depends(get_db), user=WRITE_ROLES): """更新质量日志(解决/忽略)""" log = db.query(KpiDataQualityLog).filter(KpiDataQualityLog.id == log_id).first() if not log: raise HTTPException(404, "日志不存在") if "status" in data: log.status = data["status"] if data["status"] == "resolved": log.resolved_at = datetime.now() if "suggestion" in data: log.suggestion = data["suggestion"] db.commit() return _log_to_dict(log) @router.delete("/logs/{log_id}") def delete_quality_log(log_id: int, db: Session = Depends(get_db), user=WRITE_ROLES): log = db.query(KpiDataQualityLog).filter(KpiDataQualityLog.id == log_id).first() if log: db.delete(log) db.commit() return {"message": "已删除"} # ============================================================ # 数据质量看板统计 # ============================================================ @router.get("/stats") def quality_stats(db: Session = Depends(get_db)): """数据质量统计""" total_kpis = db.query(KPIDefinition).filter(KPIDefinition.status == "active").count() total_logs = db.query(KpiDataQualityLog).count() open_logs = db.query(KpiDataQualityLog).filter(KpiDataQualityLog.status == "open").count() # 按严重程度统计 severity_counts = {} for s in ("info", "warning", "critical"): cnt = db.query(KpiDataQualityLog).filter( KpiDataQualityLog.severity == s, KpiDataQualityLog.status == "open", ).count() if cnt: severity_counts[s] = cnt # 按检查类型统计 type_counts = {} for t in ("abnormal_change", "flat_data", "missing_data", "value_outlier"): cnt = db.query(KpiDataQualityLog).filter( KpiDataQualityLog.check_type == t, KpiDataQualityLog.status == "open", ).count() if cnt: type_counts[t] = cnt # ── 数据审计看板统计 ── # KPI完整度评分 all_kpis = db.query(KPIDefinition).filter(KPIDefinition.status == "active").all() total = len(all_kpis) complete_kpis = 0 missing_metadata_count = 0 missing_data_count = 0 stale_data_count = 0 from datetime import datetime, timedelta six_months_ago = datetime.now() - timedelta(days=180) for kpi in all_kpis: # 元数据完整度检查 has_meta = all([ kpi.formula and kpi.formula.strip(), kpi.data_source and kpi.data_source.strip(), kpi.data_owner and kpi.data_owner.strip(), kpi.unit and kpi.unit.strip(), kpi.target_value is not None, ]) if has_meta: complete_kpis += 1 else: missing_metadata_count += 1 # 数据缺失检查(是否有实际值) val = db.query(KPIValue).filter( KPIValue.kpi_id == kpi.id, KPIValue.actual_value.isnot(None), ).first() if not val: missing_data_count += 1 # 超30天未更新预警 latest_val = db.query(KPIValue).filter( KPIValue.kpi_id == kpi.id, KPIValue.actual_value.isnot(None), ).order_by(KPIValue.period.desc()).first() if latest_val and latest_val.calculated_at: if latest_val.calculated_at < six_months_ago: stale_data_count += 1 completeness_score = round(complete_kpis / total * 100, 1) if total > 0 else 0 missing_rate = round(missing_data_count / total * 100, 1) if total > 0 else 0 return { "total_kpis": total_kpis, "total_logs": total_logs, "open_logs": open_logs, "severity_counts": severity_counts, "type_counts": type_counts, # 数据审计看板 "completeness": { "score": completeness_score, "complete": complete_kpis, "total": total, "missing_metadata": missing_metadata_count, }, "data_missing": { "count": missing_data_count, "rate": missing_rate, "total": total, }, "stale_data": { "count": stale_data_count, "threshold_days": 180, }, } # ============================================================ # DAMA 数据治理规则检查(财务七规则)— 2026-08-30 P1 # ============================================================ RULES_META = { "unit_check": {"name": "单位校验", "level": "error", "desc": "cash_plans.amount > 10000(万元口径可疑,疑似单位错乱)"}, "dup_alert": {"name": "重复预警", "level": "error", "desc": "同一plan_id存在多条pending应收预警(去重键错误)"}, "orphan_check": {"name": "孤儿预警", "level": "error", "desc": "预警suggestion.plan_id指向不存在的cash_plans记录"}, "virtual_pollution": {"name": "虚拟污染", "level": "error", "desc": "cash_plans.source含test/虚拟等测试标识混入真实数据"}, "entity_check": {"name": "实体归属", "level": "error", "desc": "kpi_values.entity_id与kpi_definitions.entity_id不一致"}, "kpi_completeness": {"name": "KPI完整性", "level": "warning", "desc": "active状态KPI无任何实际值的数量"}, "reconciliation": {"name": "勾稽验证", "level": "warning", "desc": "预算月度合计 vs 年度目标差异>20%"}, } DETAIL_LIMIT = 10 # 每条规则detail最多列出的条数(避免响应过大) def _run_rule_checks(db: Session, entity_id: int = 0): """执行7条DAMA治理规则,返回 issues 列表。entity_id=0 表示全部实体。""" entity_filter = " AND cp.entity_id = :eid" if entity_id else "" issues = [] # ── 规则1 单位校验 ── rows = db.execute(text( "SELECT cp.id, cp.entity_id, cp.amount, cp.source, cp.description " "FROM cash_plans cp WHERE cp.amount > 10000" + entity_filter + " ORDER BY cp.amount DESC" ), {"eid": entity_id}).fetchall() issues.append({ "rule": "unit_check", "level": "error", "count": len(rows), "detail": [f"plan#{r.id} 金额{r.amount}(疑似元)" for r in rows[:DETAIL_LIMIT]] + (["…等%d条" % len(rows)] if len(rows) > DETAIL_LIMIT else []), }) # ── 规则2 重复预警(同plan_id多条pending应收预警)── if entity_id: dup_sql = text( "SELECT JSON_EXTRACT(a.suggestion, '$.plan_id') AS pid, COUNT(*) c, MAX(p.entity_id) eid " "FROM kpi_alerts a JOIN cash_plans p ON p.id = JSON_EXTRACT(a.suggestion, '$.plan_id') " "WHERE a.alert_type='cash_plan' AND a.status='pending' AND JSON_VALID(a.suggestion) " "AND a.suggestion LIKE '%plan_id%' AND p.entity_id = :eid " "GROUP BY pid HAVING c > 1 ORDER BY c DESC" ) else: dup_sql = text( "SELECT JSON_EXTRACT(a.suggestion, '$.plan_id') AS pid, COUNT(*) c, MAX(p.entity_id) eid " "FROM kpi_alerts a JOIN cash_plans p ON p.id = JSON_EXTRACT(a.suggestion, '$.plan_id') " "WHERE a.alert_type='cash_plan' AND a.status='pending' AND JSON_VALID(a.suggestion) " "AND a.suggestion LIKE '%plan_id%' " "GROUP BY pid HAVING c > 1 ORDER BY c DESC" ) dup_rows = db.execute(dup_sql, {"eid": entity_id}).fetchall() issues.append({ "rule": "dup_alert", "level": "error", "count": len(dup_rows), "detail": [f"plan#{r.pid} 重复预警×{r.c}" for r in dup_rows[:DETAIL_LIMIT]] + (["…等%d个plan" % len(dup_rows)] if len(dup_rows) > DETAIL_LIMIT else []), }) # ── 规则3 孤儿预警(plan_id指向不存在的cash_plans)── orphan_sql = text( "SELECT a.id, a.kpi_id, JSON_EXTRACT(a.suggestion, '$.plan_id') AS pid " "FROM kpi_alerts a " "WHERE a.alert_type='cash_plan' AND a.status='pending' AND JSON_VALID(a.suggestion) " "AND a.suggestion LIKE '%plan_id%' " "AND NOT EXISTS (SELECT 1 FROM cash_plans p WHERE p.id = JSON_EXTRACT(a.suggestion, '$.plan_id')) " "ORDER BY a.id LIMIT 200" ) orphan_rows = db.execute(orphan_sql).fetchall() issues.append({ "rule": "orphan_check", "level": "error", "count": len(orphan_rows), "detail": [f"预警#{r.id}(kpi#{r.kpi_id}) → plan#{r.pid} 不存在" for r in orphan_rows[:DETAIL_LIMIT]] + (["…等%d条" % len(orphan_rows)] if len(orphan_rows) > DETAIL_LIMIT else []), }) # ── 规则4 虚拟污染(source含test/虚拟标识)── rows = db.execute(text( "SELECT cp.id, cp.entity_id, cp.source, cp.description FROM cash_plans cp " "WHERE cp.source LIKE '%test%' OR cp.source LIKE '%虚拟%' OR cp.source LIKE '%demo%'" + entity_filter + " ORDER BY cp.id LIMIT 200" ), {"eid": entity_id}).fetchall() issues.append({ "rule": "virtual_pollution", "level": "error", "count": len(rows), "detail": [f"plan#{r.id} source={r.source}" for r in rows[:DETAIL_LIMIT]] + (["…等%d条" % len(rows)] if len(rows) > DETAIL_LIMIT else []), }) # ── 规则5 实体归属(kpi_values.entity_id != kpi_definitions.entity_id)── if entity_id: ent_sql = text( "SELECT v.id, v.kpi_id, d.kpi_code, v.entity_id AS v_eid, d.entity_id AS d_eid " "FROM kpi_values v JOIN kpi_definitions d ON v.kpi_id = d.id " "WHERE v.entity_id != d.entity_id AND v.entity_id = :eid ORDER BY v.id LIMIT 200" ) else: ent_sql = text( "SELECT v.id, v.kpi_id, d.kpi_code, v.entity_id AS v_eid, d.entity_id AS d_eid " "FROM kpi_values v JOIN kpi_definitions d ON v.kpi_id = d.id " "WHERE v.entity_id != d.entity_id ORDER BY v.id LIMIT 200" ) ent_rows = db.execute(ent_sql, {"eid": entity_id}).fetchall() issues.append({ "rule": "entity_check", "level": "error", "count": len(ent_rows), "detail": [f"值#{r.id} {r.kpi_code} 实体{r.v_eid}≠定义实体{r.d_eid}" for r in ent_rows[:DETAIL_LIMIT]] + (["…等%d条" % len(ent_rows)] if len(ent_rows) > DETAIL_LIMIT else []), }) # ── 规则6 KPI完整性(active KPI无任何值)── if entity_id: comp_sql = text( "SELECT d.id, d.kpi_code, d.kpi_name FROM kpi_definitions d " "WHERE d.status='active' AND d.entity_id = :eid " "AND NOT EXISTS (SELECT 1 FROM kpi_values v WHERE v.kpi_id = d.id) ORDER BY d.id LIMIT 300" ) else: comp_sql = text( "SELECT d.id, d.kpi_code, d.kpi_name FROM kpi_definitions d " "WHERE d.status='active' " "AND NOT EXISTS (SELECT 1 FROM kpi_values v WHERE v.kpi_id = d.id) ORDER BY d.id LIMIT 300" ) comp_rows = db.execute(comp_sql, {"eid": entity_id}).fetchall() issues.append({ "rule": "kpi_completeness", "level": "warning", "count": len(comp_rows), "detail": [f"{r.kpi_code} {r.kpi_name}(无值)" for r in comp_rows[:DETAIL_LIMIT]] + (["…等%d个KPI" % len(comp_rows)] if len(comp_rows) > DETAIL_LIMIT else []), }) # ── 规则7 勾稽验证(预算月度合计 vs 年度目标差异>20%)── if entity_id: recon_sql = text( "SELECT d.kpi_code, d.kpi_name, d.target_yearly, " "SUM(b.budget_value) AS monthly_sum, " "ROUND((SUM(b.budget_value) - d.target_yearly) / d.target_yearly * 100, 1) AS diff_pct " "FROM kpi_definitions d JOIN budget_plans b ON b.kpi_id = d.id " "WHERE d.status='active' AND d.target_yearly > 0 AND d.entity_id = :eid " "GROUP BY d.id HAVING ABS(diff_pct) > 20 ORDER BY ABS(diff_pct) DESC LIMIT 200" ) else: recon_sql = text( "SELECT d.kpi_code, d.kpi_name, d.target_yearly, " "SUM(b.budget_value) AS monthly_sum, " "ROUND((SUM(b.budget_value) - d.target_yearly) / d.target_yearly * 100, 1) AS diff_pct " "FROM kpi_definitions d JOIN budget_plans b ON b.kpi_id = d.id " "WHERE d.status='active' AND d.target_yearly > 0 " "GROUP BY d.id HAVING ABS(diff_pct) > 20 ORDER BY ABS(diff_pct) DESC LIMIT 200" ) recon_rows = db.execute(recon_sql, {"eid": entity_id}).fetchall() issues.append({ "rule": "reconciliation", "level": "warning", "count": len(recon_rows), "detail": [f"{r.kpi_code} 预算合计{round(r.monthly_sum, 1)} vs 年度目标{r.target_yearly} 差异{r.diff_pct}%" for r in recon_rows[:DETAIL_LIMIT]] + (["…等%d个KPI" % len(recon_rows)] if len(recon_rows) > DETAIL_LIMIT else []), }) return issues @router.get("/check-governance") def check_governance( entity_id: Optional[int] = Query(0, description="实体ID: 0=全部, 1=酣客, 2=博海"), db: Session = Depends(get_db), ): """DAMA数据治理规则检查(财务七规则)— 返回质量评分+异常清单。 评分规则: 满分100,error级规则每条扣10分,warning级规则每条扣5分, 每条规则最多扣一次分(按规则是否命中,不按count累扣),最低0分。 """ issues = _run_rule_checks(db, entity_id or 0) # 计算评分 score = 100 for item in issues: if item["count"] > 0: score -= 10 if item["level"] == "error" else 5 score = max(0, score) passed = [item["rule"] for item in issues if item["count"] == 0] return { "checked_at": datetime.now().isoformat(timespec="seconds"), "entity_id": entity_id or 0, "score": score, "total_rules": len(issues), "issues": issues, "passed": passed, "rules_meta": RULES_META, }