# -*- coding: utf-8 -*- """预警「期间可归期」残口收敛测试(2026-09-19,任务 fullstack-20260919-alert-period-linkage-r5-residual) 依据:`wecom-finance/reports/CMA_预警口径裁定_20260919.md` - **§R5**(2026-09-19):预警生效判据 = 期间为规整月 `YYYY-MM`;不可归期者不参与预警。 - **§补充裁定 R5-补1**(同日,收口残口一):差异/趋势/差异反打路径**必须落 `kpi_value_id`** (指向同账套 + 同 KPI + 文案所示规整月期间的 `kpi_values` 行);文案期间不可解析为 `YYYY-MM` 或该 (kpi_id, period) 无 `kpi_values` 行 → 跳过不入库;趋势类以**趋势末端当期**为关联期间; 差异类去重键改为 `(entity_id, kpi_id, kpi_value_id, alert_type)`; `deviation_push` 同源接入 `guard_alert_period` + `entity_alert_guard`,请求体无 `period` 一律不落库。 - **§补充裁定 R5-补2**(同日,收口残口二):类B「无月度期间族」**不屏蔽(现状保留)**, 登记为已知例外,不与类A 混算。 本套件每个「期间关联」用例均带**负对照**:夹具同时给出「旧逻辑会取到的目标(未关联 / 别期行)」 与「新逻辑应取到的目标」,断言新逻辑取新目标、且**不等于**旧目标——否则判据未生效也能通过。 """ from datetime import datetime import pytest from sqlalchemy.orm import Session from tests.conftest import create_test_kpi, create_test_user from app.models import (Entity, KPIValue, KPIAlert, KPIDefinition, StrategicMap, ActionPlan, OperationLog) NOW = datetime(2026, 9, 19, 10, 0) def _ent(db, eid, status, name=None): db.add(Entity(id=eid, name=name or ("账套%d" % eid), short_name="e%d" % eid, status=status)) db.commit() def _kpi_value(db, kpi, period, value, entity_id=None): row = KPIValue(entity_id=entity_id, kpi_id=kpi.id, period=period, actual_value=value) db.add(row) db.commit() return row def _trigger_deviation(db, monkeypatch): """隔离趋势分支:只观察差异分支的落库形态""" import app.utils.deviation_engine as de monkeypatch.setattr(de, "build_deviation_alert", lambda db_s, kpi, period, *a, **kw: { "triggered": True, "kpi_alert_level": "red", "alert_type": "budget", "suggestion": "探针建议", "deviation": {"actual_value": 88.8, "budget_value": 10.0, "deviation_rate": 788.0}}) monkeypatch.setattr(de, "check_trend_anomaly", lambda *a, **kw: {"anomaly": False}) return de # ─────────────────── 残口一:差异/趋势路径期间关联(补1) ─────────────────── class TestR5ResidualDeviationLinkage: def test_diff_alert_links_current_period_row_not_other_period(self, db: Session, monkeypatch): """差异预警必须关联「文案所示期间」那一行(负对照:不得关联别期行,也不得留空) 夹具两个 kpi_values 行:2026-06(旧逻辑在别处的可能目标 / 干扰项)与 2026-07(文案期间)。 """ de = _trigger_deviation(db, monkeypatch) _ent(db, 1, "active") k = create_test_kpi(db, kpi_code="C_NEW_CLIENTS", kpi_name="新客户数", entity_id=1, unit="家") kv_prev = _kpi_value(db, k, "2026-06", 60.0) kv_cur = _kpi_value(db, k, "2026-07", 88.8) n = de.run_deviation_check(db, period="2026-07") db.expire_all() rows = db.query(KPIAlert).all() assert n == 1 and len(rows) == 1 assert rows[0].kpi_value_id == kv_cur.id, "新逻辑取新目标(文案期间 2026-07 的 kpi_values 行)" assert rows[0].kpi_value_id != kv_prev.id, "负对照:不得关联别期行" assert rows[0].kpi_value_id is not None, "负对照:旧逻辑取旧目标(NULL,期间不可派生)" # 派生期间可复算 = 可归期 derived = db.query(KPIValue).filter(KPIValue.id == rows[0].kpi_value_id).first() assert derived.period == "2026-07" def test_diff_alert_skipped_when_no_kpi_value_row(self, db: Session, monkeypatch): """该 (kpi, period) 无 kpi_values 行 → 跳过不入库(不得以 NULL 关联落行)""" de = _trigger_deviation(db, monkeypatch) _ent(db, 1, "active") create_test_kpi(db, kpi_code="C_NEW_CLIENTS", kpi_name="新客户数", entity_id=1, unit="家") n = de.run_deviation_check(db, period="2026-07") db.expire_all() assert n == 0 assert db.query(KPIAlert).count() == 0 def test_trend_alert_links_trend_end_period(self, db: Session, monkeypatch): """趋势类以「计算基准期(趋势末端当期)」为关联期间(负对照:不得关联趋势起点期)""" import app.utils.deviation_engine as de monkeypatch.setattr(de, "build_deviation_alert", lambda *a, **kw: {"triggered": False}) _ent(db, 1, "active") k = create_test_kpi(db, kpi_code="SALES_TOTAL", kpi_name="销售额", entity_id=1, unit="元") kv_start = _kpi_value(db, k, "2026-05", 30.0) _kpi_value(db, k, "2026-06", 20.0) kv_end = _kpi_value(db, k, "2026-07", 10.0) # 连续 3 期下滑 → 趋势末端 n = de.run_deviation_check(db, period="2026-07") db.expire_all() rows = db.query(KPIAlert).all() assert n == 1 and len(rows) == 1 assert "[趋势预警]" in rows[0].alert_message assert rows[0].kpi_value_id == kv_end.id, "新逻辑:关联趋势末端当期" assert rows[0].kpi_value_id != kv_start.id, "负对照:不得关联趋势起点期" assert rows[0].kpi_value_id is not None, "负对照:旧逻辑取旧目标(NULL)" def test_trend_alert_skipped_when_base_period_not_attributable(self, db: Session, monkeypatch): """趋势末端期间不可归期(非 YYYY-MM)→ 跳过不入库(补1:文案期间不可解析即跳过)""" import app.utils.deviation_engine as de monkeypatch.setattr(de, "build_deviation_alert", lambda *a, **kw: {"triggered": False}) monkeypatch.setattr(de, "check_trend_anomaly", lambda *a, **kw: {"anomaly": True, "level": "yellow", "message": "连续3期下滑", "periods": ["2026-H1"]}) _ent(db, 1, "active") create_test_kpi(db, kpi_code="SALES_TOTAL", kpi_name="销售额", entity_id=1, unit="元") n = de.run_deviation_check(db, period="2026-07") db.expire_all() assert n == 0 and db.query(KPIAlert).count() == 0 def test_diff_dedupe_key_is_linkage_tuple(self, db: Session, monkeypatch): """去重键改为 (entity_id, kpi_id, kpi_value_id, alert_type) 负对照:预置一条「文案含同期间、但 kpi_value_id 为空」的历史行(= 旧去重键会命中的形态), 新逻辑按可归期目标去重 → 仍应补一条带关联的预警(而非被文案去重吃掉)。 """ de = _trigger_deviation(db, monkeypatch) _ent(db, 1, "active") k = create_test_kpi(db, kpi_code="C_NEW_CLIENTS", kpi_name="新客户数", entity_id=1, unit="家") _kpi_value(db, k, "2026-07", 88.8) # 旧形态遗留行:文案带期间、无期间关联 db.add(KPIAlert(entity_id=1, kpi_id=k.id, kpi_value_id=None, alert_level="red", alert_type="budget", status="pending", alert_message="[差异预警] 新客户数[2026-07] 差异预警: 实际88.8 vs 预算10.0,差异率788.0%")) db.commit() n = de.run_deviation_check(db, period="2026-07") db.expire_all() rows = db.query(KPIAlert).order_by(KPIAlert.id).all() assert n == 1 and len(rows) == 2, "新去重键按可归期目标判定 → 补一条带关联的行" linked = [r for r in rows if r.kpi_value_id is not None] assert len(linked) == 1 and linked[0].alert_type == "budget" def test_diff_dedupe_does_not_duplicate_same_target(self, db: Session, monkeypatch): """正对照:同一可归期目标重复触发不重复入库(幂等)""" de = _trigger_deviation(db, monkeypatch) _ent(db, 1, "active") k = create_test_kpi(db, kpi_code="C_NEW_CLIENTS", kpi_name="新客户数", entity_id=1, unit="家") _kpi_value(db, k, "2026-07", 88.8) assert de.run_deviation_check(db, period="2026-07") == 1 assert de.run_deviation_check(db, period="2026-07") == 0 assert db.query(KPIAlert).count() == 1 # ─────────────────── 残口三:deviation_push 的 R1/R5 缺口(补1) ─────────────────── class TestR5ResidualDeviationPush: def _fixture(self, db, entity_id=1, code="TEST_001"): k = create_test_kpi(db, kpi_code=code, kpi_name="探针KPI", entity_id=entity_id, unit="%", target_value=100.0) db.add(StrategicMap(entity_id=entity_id, title="探针地图", status="published", dimensions=[{"key": "finance", "name": "财务维度", "objectives": [{"name": "探针目标", "kpis": [code]}]}])) db.commit() m = db.query(StrategicMap).filter(StrategicMap.entity_id == entity_id).first() return k, m def _call(self, db, m, data, entity_id=1): from app.api.deviation_push import push_deviation_to_map from app.models import User uname = "r5res%d" % entity_id user = db.query(User).filter(User.username == uname).first() if user is None: user = create_test_user(db, username=uname, role="ceo") return push_deviation_to_map(data=data, db=db, entity_id=entity_id, current_user=user) def test_demo_entity_alert_skipped_value_still_written(self, db: Session): """R1:demo 会话账套不产生业务预警(KPI 值照写,与 bot_bridge 同口径)""" _ent(db, 6, "demo", "演示企业(虚构数据)") k, m = self._fixture(db, entity_id=6, code="DEMO_PUSH") r = self._call(db, m, {"mapId": m.id, "nodeId": "finance-0", "newValue": 10.0, "period": "2026-09", "createReviewTopic": False}, entity_id=6) db.expire_all() assert r["alert_created"] is False assert r["alert_skipped_reason"] == "R1_demo_entity_excluded" assert db.query(KPIAlert).count() == 0 assert db.query(KPIValue).filter(KPIValue.kpi_id == k.id).count() == 1, "值照写" def test_pseudo_period_alert_skipped(self, db: Session): """R5:伪期间请求不产生预警行(返回体登记跳过原因)""" _ent(db, 1, "active") k, m = self._fixture(db, code="PSEUDO_PUSH") r = self._call(db, m, {"mapId": m.id, "nodeId": "finance-0", "newValue": 10.0, "period": "2026-H1", "createReviewTopic": False}) db.expire_all() assert r["alert_created"] is False assert r["alert_skipped_reason"] == "R5_non_attributable_period" assert db.query(KPIAlert).count() == 0 def test_missing_period_zero_write(self, db: Session): """补1:「请求体无 period 一律不落库」——整请求零业务写入""" _ent(db, 1, "active") self._fixture(db, code="NOPERIOD_PUSH") r = self._call(db, {"id": 1}, {"mapId": 1, "nodeId": "finance-0", "newValue": 10.0}) db.expire_all() assert r["alert_created"] is False and r["zero_write"] is True assert r["alert_skipped_reason"] == "no_period" assert db.query(KPIValue).count() == 0, "不得用当月兜底冒充期间写值" assert db.query(KPIAlert).count() == 0 assert db.query(ActionPlan).count() == 0 assert db.query(OperationLog).count() == 0 def test_valid_request_alert_links_request_period_row(self, db: Session): """正对照 + 期间关联:规整月 + active 账套 → 预警落库且关联本次请求期间的行""" _ent(db, 1, "active") k, m = self._fixture(db, code="VALID_PUSH") kv_other = _kpi_value(db, k, "2026-08", 50.0) # 干扰项:别期行 r = self._call(db, m, {"mapId": m.id, "nodeId": "finance-0", "newValue": 10.0, "period": "2026-09", "createReviewTopic": False}) db.expire_all() assert r["alert_created"] is True and r["alert_skipped_reason"] is None alert = db.query(KPIAlert).filter(KPIAlert.id == r["alert_id"]).first() linked = db.query(KPIValue).filter(KPIValue.id == alert.kpi_value_id).first() assert linked is not None and linked.period == "2026-09" assert alert.kpi_value_id != kv_other.id, "负对照:不得关联别期行" def test_repeat_push_reuses_value_row_linkage(self, db: Session): """同一 (kpi, period) 二次反打 → kpi_values 行复用(值就地更新,不新增行) 现状登记:本端点**无预警去重**(第二次反打仍落一条 pending 预警,关联同一 `kpi_values` 行)—— 裁定 R5-补1 未规定该端点的去重语义(只规定了差异/趋势类的去重键),故按现状登记, 见报告「观察项」;本用例只锁「期间关联一致 + kpi_values 不重复」这两条已定口径。 """ _ent(db, 1, "active") k, m = self._fixture(db, code="REPEAT_PUSH") d = {"mapId": 1, "nodeId": "finance-0", "newValue": 10.0, "period": "2026-09", "createReviewTopic": False} r1 = self._call(db, m, dict(d)) r2 = self._call(db, m, dict(d)) db.expire_all() assert db.query(KPIValue).filter(KPIValue.kpi_id == k.id).count() == 1, "值行复用" rows = db.query(KPIAlert).order_by(KPIAlert.id).all() assert len(rows) == 2, "现状登记:该端点无预警去重" assert rows[0].kpi_value_id == rows[1].kpi_value_id, "两次反打关联同一期间行" assert r1["alert_id"] != r2["alert_id"] # ─────────────────── 残口二:类B 不屏蔽(补2,现状登记) ─────────────────── class TestR5ResidualClassBStatusQuo: """补2 裁定:类B「无月度期间族」**不屏蔽(现状保留)**,登记为已知例外。 本类为**现状登记**(非守卫断言):这些族的驱动量是日期/占比/趋势,其可行动性不以月度期间 为前提;屏蔽会灭掉「到期未收款」等既有能力(存量 423 行族)并触发既有套件失败。 若产品侧日后改判屏蔽,本类应随之更新(与 `test_alert_caliber_r5_20260919.py` 同口径)。 """ def test_customer_concentration_site_still_writes_without_linkage(self, db: Session, monkeypatch): """集中度(类B,alert_rules:940)落库仍**不经** R5 期间守卫 → 行内无 kpi_value 关联 夹具以 monkeypatch 替代占比计算,观察点 = 「落库是否被期间守卫拦截」。 """ from app.api import alert_rules as ar ar.AlertRule.__table__.create(bind=db.get_bind(), checkfirst=True) _ent(db, 1, "active") k = create_test_kpi(db, kpi_code="CONC_KPI", kpi_name="客户集中度", entity_id=1, unit="%") db.add(ar.AlertRule(entity_id=1, kpi_id=k.id, rule_type="customer_concentration", enabled=1, params={"threshold": 30})) db.commit() monkeypatch.setattr(ar, "_check_customer_concentration", lambda *a, **kw: ("red", "[客户集中度] 探针 占比 88%")) r = ar.run_customer_concentration_check(db=db, entity_id=1) db.expire_all() rows = db.query(KPIAlert).filter(KPIAlert.alert_type == "concentration").all() assert r["generated"] == 1 and len(rows) == 1, "类B 现状保留:集中度预警照常入库" assert rows[0].kpi_value_id is None, "类B 行不携带月度期间(登记形态)" def test_class_b_creation_sites_have_no_r5_period_guard(self): """登记:类B 其余创建点(集中度/预测值/资金缺口/到期未收款)**未接入** R5 期间守卫 判据 = 源码级登记(这些文件在本单中零改动),与 `git diff --stat` 互为佐证。 """ import inspect from app.api import alert_rules as ar from app.utils import cash_forecast_engine as cfe for fn in (ar.run_customer_concentration_check, ar.run_forecast_alert_check, cfe.check_cash_alerts): src = inspect.getsource(fn) assert "guard_alert_period" not in src, fn.__name__